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Friday, February 07, 2025

Reports by Edwin Williams and Robert Downs on Canadian Academic Libraries, 1962—1967

Resources of Canadian University Libraries for Research in the Humanities and Social Sciences: Report of a Survey for the National Conference of Canadian Universities and Colleges, by Edwin E. Williams. Ottawa: National Conference of Canadian Universities and Colleges, November 1962. 87 p.

Resources of Canadian Academic and Research Libraries/Ressources des Bibliothèques d’Université et de Recherche au Canada by Robert B. Downs. Ottawa: Association of Universities and Colleges of Canada, 1967. 301 p.

By the end of the 1950s and the beginning of the 1960s, the number of full-time undergraduate and graduate university students across Canada was increasing dramatically, and provincial governments were granting new charters to several universities, such as Victoria, Calgary, Waterloo, York, Guelph, Brock, and Carleton. Additional funding for faculty, teaching staff, and buildings came from federal and provincial governments to accommodate this growth. Consequently, the expansion of libraries, especially collections, formed part of ambitious educational plans, a library phase which might appropriately be termed ‘mid-century modernization.’

During this period, library concerns were noted by the National Conference of Canadian Universities and Colleges (NCCUC), which represented university presidents. The genesis of national planning for university libraries grew out of a recommendation by a library committee appointed by the NCCUC to survey academic libraries to evaluate their research capabilities, particularly in the humanities and social sciences. Fourteen of Canada’s largest academic libraries, which collectively held almost six million volumes, were selected for the survey. As with many Canadian studies, financing for the study came from the United States. Funds from the Council on Library Resources were secured, and Edwin E. Williams, the Counsellor to the Director of Collections of Harvard University Library, was chosen to conduct the survey. Edwin Williams held many senior positions at the Harvard University library from 1940 until his retirement in 1980. More importantly, he was quite familiar with the Farmington Plan, a national project organized by American libraries to develop a cooperative acquisitions program for foreign materials. His study was conducted through conversations with 211 faculty members, the distribution of a questionnaire to professors on the strength of collections, the compilation of a checklist of 10 periodicals in each of 24 fields in the humanities and social sciences, and personal visits to each university. Williams published his findings in September 1962.

The findings of Williams’ six-week survey were not surprising to informed observers.

Any recapitulation of strong points in Canadian research collections soon makes it evident that, except in Canadian subjects and in mediaeval studies, there are no collections in major fields that are outstanding as a whole — assuming that an outstanding collection is one strong enough to attract scholars from other countries. The collections that have reached this level are devoted to individuals or to comparatively narrow fieldsSoviet church-state relations and D. H. Lawrence at Alberta; South China gazetteers and Robert Burns at British Columbia; Kipling at Dalhousie; the psychomechanics of language at Laval; Urdu, Thomas Browne, Noel Buxton, Viscount Hardinge, and Hume at McGill; Icelandic at Manitoba; Bonar Law at New Brunswick; and certain fields of Italian and Spanish drama, plus Coleridge, Dickens, Petronius, Tennyson, and Yeats at Toronto. (p 48)

Williams discovered universities were enthusiastic about the potential of inter-library loan even for undergraduates, a practice he cautioned against because it was not a substitute for strong campus collections. To further serious research, he recommended that the National Library’s Union Catalogue project move ahead more rapidly along with the publication of a union list of serials in the humanities and social sciences. This latter task began in 1963 and was completed in 1968 with publication of Periodicals in the Social Sciences and Humanities Currently Received by Canadian Libraries. He discussed the advantages of strengthening research collections through an undertaking similar to the Farmington Plan, but felt libraries were not adequate to embark on this expenditure on their own. Instead, he suggested it would be more desirable to use “special funds” for specialization that could make inter-lending more effective for postgraduate programs. An extension of existing Canada Council grants would benefit the entire country and allow universities to build their resources using local revenue. To spur cooperation in the development of research collections, the surveyor advised the creation of an Office of Canadian Library Resources in the National Library. The work of this office would allow universities to build substantial collections locally and ultimately serve national research activity. Another benefit would be the ability to compete more effectively in second-hand book markets for significant publications.

Williams declared that it would be expensive to strengthen university library collections, nevertheless, it was a necessary step to further national and regional educational goals. He concluded:

Yet, while foundations are being laid across the country, the National Library ought to move ahead rapidly, and the existing strong collections at Toronto and other Canadian universities should be improved; failure to develop the National Library and to make great collections out of good ones would demonstrate that Canada aspires to be no more than a dependency of other countries in graduate study and research in the humanities and social sciences. (p. 60)

Resources of Canadian University Libraries was enthusiastically received and served as a catalyst for transformative change. When the Canadian Association of College and University Libraries (CACUL) became a constituent part of the Canadian Library Association in June 1963, it assumed a leadership role in representing library concerns. CACUL immediately realized the importance of Williams’ findings and began to liaise with the National Conference of Canadian Universities and Colleges (NCCUC), representing university presidents dealing with the Williams’ recommendations. The new library group advocated for the establishment of an Office of Library Resources, a proposal the NCCUC agreed to support later in the year. Eventually, in 1968, this office came into existence and became part of the collection development branch in the 1970s.

Later, in the fall 1963, when the NCCUC annual conference was held, CACUL successfully secured support for a more extensive national survey of academic libraries to expand and amplify the briefer work of Edwin Williams, which had been limited to library resources for graduate study in the humanities and social sciences. Subsequently, the NCCUC (reconstituted as the Association of Universities and Colleges of Canada, AUCC) commissioned Professor Vincent Bladen to conduct a study of financing higher education in 1964 to which CACUL made a presentation on the need for greatly increased library funding, especially from the federal government. Also, the CACUL submission advised that 10% of a university operating budget be regarded as a minimum standard for collection purposes. The Bladen Commission adopted the federal proposal for funding in its final report, Financing Higher Education in Canada, in 1965. A year later, in 1966, the Canada Council announced annual funding for university libraries for acquiring research collections which totalled more than $3,000,000 before it concluded in 1969.

The AUCC also agreed to launch a more extensive national survey with grants from the Canada Council and the Council on Library Resources in Washington, DC. Robert B. Downs, the Dean of Library Administration at the University of Illinois, was invited to lead a survey which included three Canadians. Downs had pursued an illustrious academic career and served as President of the American Library Association in 1953–53. His mandate was quite broad: he was charged with assessing library administrative and technical organization, staffing, buildings, collections, and financing to maintain expected growth in the following decade. The Downs report was published in 1967 entitled Resources of Canadian Academic and Research Libraries.

Robert Downs submitted his report with a wealth of information on the current conditions of university libraries. There were 35 tables of data on 43 institutions that revealed marked progress had been made just a few years after the Williams report had landed on many desks; for example, 17 libraries reported adding an annual average of more than 20,000 volumes between 1961–66, a noticeable improvement with immediate postwar conditions, 1945–60. Indeed, 1963–64 marked the first time university libraries collectively began to add more than a million volumes per year to their holdings. Resources studied eleven major areas including administration, technical services, buildings, reader services (reference, instruction, and circulation), mechanization and automation, finances to sustain growth, cooperative activities, collections, special research holdings, and faculty and student views of the library. Downs’ investigation was accomplished by conducting interviews, questionnaires, checklists, and personal observation. A total of 41 recommendations were made, many of which became standard guidelines for professional decision-making for a generation of administrators and librarians. The array of information Downs produced also influenced university administrators because they also believed in the value of higher education and the need for accessibility to satisfactory library resources and services.

Many of Downs’ recommendations seem rudimentary by today’s standards; for example, “for economy, efficiency, and effective service, library administration should be centralized” (p. 2), but the prevalence of 1960s campus departmental libraries and diffused authority warranted this type of review. In the area of automation, which libraries were only beginning to experiment with, Downs could only hint at future directions: “Developments in data processing have made feasible the concept of national and international library networks, offering new approaches to problems of gathering and retrieving certain types of information” (p. 5). The provision of photocopying services, established building standards, the recognition of professional librarians as key members of the academic community, the separation of clerical and professional duties in staffing, the exercise of leadership on the part of the National Library and the National Science Library in fostering cooperation, special grants from the Canada Council, and sharing of library resources on a local, regional, and national basis were all flagged as necessary to encourage growth. Downs reiterated William’s proposal that 10% of an institutional budget should be earmarked for library collections. Especially concerning collections, the report was explicit: “In no case should a college or university provide less than $150 per year for library maintenance for each full-time student. (p. 7). Further, Downs proposed that

Sustained financial support over a period of years is essential to the growth of strong libraries in Canadian universities; additional appropriations totaling $150,000,000 for collection development will be required over the next decade, beyond present budget allotments and the current rate of annual increases, for retrospective collecting, if these libraries are to reach a stage of development comparable to the leading American university libraries. (p. 6)

One interesting section of Resources that sparks interest now reveals student attitudes to 1960s libraries. Students did not prefer study halls and often brought their own books for study purposes. They indicated more reserve books were needed, assistance from staff was inadequate, and material was in another library elsewhere on campus. For their part, faculty suggested stronger research collections, staff specialists for collection development and reference, speedier processing and access to acquired materials, duplicate copies of books in frequent demand, improved inter-library loans, more efficient circulation systems, and, in a direct conflict with Down’s recommendation, more departmental libraries, especially in the sciences.

The Down’s report was well received. It became the subject of a conference—“Libraries for Tomorrow”—held in Montreal in April 1968 that the AUCC and CACUL convened to discuss the future of Canadian academic libraries. About seventy librarians attended, and papers were presented on future financing by Robert Blackburn (Toronto) and general trends in higher education by Basil Stuart-Stubbs (British Columbia). Although this meeting, subsequent discussions, and library reports on standardization and financing by the AUCC did not constitute a comprehensive review and working plan for the implementation of the Downs Report, many of its recommendations were taken to heart across Canada’s burgeoning university sector. In 1967, Downs concluded that “despite their rapid progress, the Canadian university libraries, on the whole, will require years of concentrated effort to bring their collections up to a high point of excellence.” (p. 224), and by 1971, there were six libraries with more than a million volumes: Toronto, McGill, British Columbia, Western, Montreal, and Laval.

For CACUL members, the report highlighted an area of significance that Downs was known for: his support for academic recognition of librarians. “In the case of college and university libraries, the institutions that will be most successful in attracting and holding able staff members are those where librarians are recognized as an integral part of the academic ranks, a vital group in the educational process, with high qualifications for appointment, and all the rights and privileges of other academic employees (p. 110).” When Downs compiled his survey, academic librarians were subject to various terms of service and methods of appointment. He suggested enlisting the support of the Canadian Association of University Teachers (CAUT) to improve and standardize the status of university professional librarians, an approach adopted by CACUL that was to prove beneficial in gaining status for librarians and creating a common community of interest with faculty during the 1970s.

However, future economic conditions in the 1970s, namely, rising costs and slower growth, often referred to as ‘stagflation,’ would curb the rapid development of university libraries. Along with increasing rates of inflation, administrators faced new challenges, such as providing resources to support Canadian studies, automated bibliographic control, computerized searching, and sharing information through networking on a national scale. Libraries had to contend with the ‘information explosion’ as books and journals flooded the scholarly marketplace. New university programs were launched that often lacked adequate library resources. New faculty appointments were made, although it was difficult to support their specializations. The advent of cross-disciplinary programs required new library resource fields and services. The 1970s would be just as challenging as the 1960s, because  expectations exceeded eroded revenues. Observers of retrenchment in the decade following the Downs report often refer to a ‘golden age’ of university growth in the 1960s that had passed.

The reports by Edwin Williams and Robert Down were valuable reviews of current conditions and helpful guides to future action. As well, the reports heightened awareness and visibility concerning library needs in Canadian higher education. The two authors provided an astonishing wealth of information about collections, contemporary conditions, and potential costs of funding improved services. But there was no master national plan envisaged. While CACUL and CAUT assumed leadership for professional librarian concerns, the AUCC and senior university officials, together with library directors, were ultimately responsible for encouraging and implementing local progress. For the most part, the efforts of these groups and individuals were successful.

The Williams Report is available on the Internet Archive.

The Downs Report is available on the Internet Archive.

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